Compliance Officer/Assistant

About us

We, finexis advisory (HK) Limited, is one of the insurance brokers in HK. Our mission is to provide a welcoming, energetic, supportive and trustable environment for colleagues who work in our Company.

We provide a path to success for those who wants it, gets it & has the capacity to achieve it. Our colleagues form the backbone of the company. Their growth is of primary importance to us because we believe that as long as we focus on their growth, the company will grow.

We are now expanding our insurance brokerage business in Hong Kong. For those who are looking for greater insight on the finance industry and fast track career progression, this will be an outstanding career development opportunity. Do you want to join us?

Job Highlights

• Involve in compliance monitoring and investigation

• Involve in handling business compliance, licensing compliance with regulators

Job Description

Responsibilities

• Carry out regular compliance checks with recommendations

• Prepare and update compliance policies and procedures with latest regulatory requirements

• Review policies and procedures prepared by other departments and provide input to ensure compliance with applicable legal and regulatory requirements

• Assist in performing ad-hoc projects

Requirements

• Degree holder in Accounting, Finance, Law or related disciplines

• Minimum 2 years of compliance experience in Insurance/asset management industry

• Good knowledge of Regulations such as Insurance Ordinance is a MUST, MPF and/or Personal Data (Privacy) Ordinance will be a PLUS

• Good communication skills, self-motivated, result-oriented, able to work with all levels of people

• Good command of written and spoken English and Chinese (including Mandarin)

What we offer

Attractive package + Annual Bonus

Accelerated career growth

Medical and dental insurance cover, annual leave

Work life balance culture

Work Type: Permanent, Full time

Location: Hong Kong (Tsum Sha Tsui)